Privacy Policy & Disclosure
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​Commitment to Your Private Information

Anson Analytics is committed to safeguarding the confidential information of its clients. Anson Analytics holds all personal information provided by clients in the strictest confidence and it is the objective of the firm to protect the privacy of all clients. Except as permitted or required by law, Anson Analytics does not share confidential information about clients with nonaffiliated parties. In the event that there were to be a change in this policy, the firm will provide clients with written notice and clients will be provided an opportunity to direct Anson Analytics as to whether such disclosure is permissible.

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Why We Collect, What We Collect, and How We Use Information

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do with your personal information.

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The types of personal information we collect, and share depend on the product or service you have with us. This information can include social security number, income, account balances, assets, investment experience, and transaction history.

All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information, the reasons Anson Analytics chooses to share, and whether you can limit this sharing.

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Reasons we share your personal information:

• For our everyday business purposes such as to process your transactions, maintain your accounts(s), respond to court orders and legal investigations. We do share this information and sharing cannot be limited by the consumer.

• Information developed as part of financial plans, analyses or investment advisory services. We do share this information and sharing cannot be limited by the consumer.

• For our affiliates' everyday business purposes. If you invest in any AA Fund(s), we share information with our Fund(s) to oversee your investments. We do share this information and sharing cannot be limited by the consumer.

• For non-affiliates to conduct marketing research on our behalf. We share your personal information with data-matching tools so we can identify and market to prospective clients of the firm.

 

Reasons we can share your personal information but do not share your personal information:

• For our marketing purposes to offer our products and services to you

• For joint marketing purposes with other financial companies

• For our affiliates’ everyday business purposes

• For our affiliates to market to you

 

Entities with whom Anson Analytics may share nonpublic information include affiliates such as our Anson Analytics Funds and the Manager of those Funds. We also disclose nonpublic information such as name, brokerage account number, and tax ID to Chicago Clearing Corporation in connection with filing class action claims on your behalf. You may opt out of this service at any time by calling our main number, 678-216-0795, and asking to speak with your service team. At your request, we may disclose nonpublic personal information to financial service providers, including but not limited to CPAs, mortgage brokers, or insurance companies. Anson Analytics does not share with non-affiliates so they can market to you and Anson Analytics does not jointly market.

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How Does Anson Analytics Collect My Personal Information?

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We collect your personal information, for example, when you:

• Enter into an investment advisory agreement

• Seek financial advice

• Make deposits or withdrawals from your account

• Tell us about your investment or retirement portfolio

• Give us your contact information

 

How We Protect Your Information

 

Anson Analytics maintains a comprehensive information security program designed to ensure the security and confidentiality of customer information, protect against threats or hazards to the security of such information and prevent unauthorized access. This program includes:

• Procedures and specifications for administrative, technical, and physical safeguards.

• Programs to detect, prevent and, when necessary, respond to attacks, intrusions, or unauthorized access to confidential information.

• Restricting access of customer information to employees who need to know that information to provide products and services to you and appointing specific employees to oversee our information security program.

 

Federal law gives you the right to limit sharing of your personal information to:

• Use for affiliates’ everyday business purposes

• Use for affiliates to market to you

• Use for nonaffiliates to market to you

 

State laws and individual companies may give you additional rights to limit sharing.

 

Residents of California

Under the California Consumer Privacy Act of 2018 (the “CCPA”), California residents have certain rights around Anson Analytics’ collection, use and sharing of their personal information. California residents, please (click here) to read our California Consumer Privacy Notice.

 

Changes to this Policy

We encourage you to check our website frequently to see when this Privacy Policy was last revised and to be informed of how we are committed to protecting your information.

 

In the event that Anson Analytics has a change to its customer privacy policy that would allow it to disclose nonpublic information not covered under applicable law, we will allow clients the opportunity to opt out of such disclosure.

 

To Limit Our Sharing

You may contact us at any time to limit our sharing of your personal information. Please note: if you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice.

 

Questions?

If there are any questions regarding this Privacy Policy Notice, please call Sam Sweitzer at 678-216-0795 or send an email to info@ansonanalytics.com.

 

Important Disclosure Information, Terms, and Conditions

Please read the following terms and conditions (“Terms and Conditions”) carefully before using this Web site (“Site”). You should review these terms and conditions regularly, as they may change at any time at our sole discretion.

Anson Analytics (“AA”) is an SEC registered investment adviser located in Atlanta, Georgia. This Site is published in the United States for residents of the United States. AA is not soliciting business in international jurisdictions where it is not registered.

AA and its representatives are in compliance with the current registration and/or notice filing requirements imposed upon SEC-registered advisers by those states in which AA maintains clients. AA may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. AA’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of AA’s web site on the Internet should not be construed by any consumer and/or prospective client as AA’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. The AA Website is limited to the dissemination of general information pertaining to its investment advisory and financial planning services. Any subsequent, direct communication by AA with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. A copy of AA’s current written disclosure Brochure discussing AA’s business operations, services, and fees is available from AA upon written request. AA does not render or offer to render personalized investment advice or financial planning advice through our Web site. AA’s specific advice is given only within the context of our contractual agreements with each client. Advice may only be rendered after delivery of Form ADV Part 2A, the execution of an investment management agreement and/or financial planning agreement by the client and the advisor.

 

Our Site is provided to you without charge as a convenience and for your information only. By merely providing access to our Site content, we do not warrant or represent that:

• The content is accurate or complete;

• The content is up-to-date or current;

• We have a duty to update any content;

• The content is free from technical inaccuracies or typographical errors;

• The content is free from changes caused by a third party; and

• Your access to our Site will be free from interruptions, errors, computer viruses, or other harmful components.

 

We do not assume any liability for these matters. In other words, you use our Site at your own risk. Under no circumstances, including but not limited to negligence, shall we be liable for any direct or indirect, special, incidental or consequential damages. This includes loss of data or profit arising out of the use or the inability to use the content of this Site, even if one of our representatives has been advised of the possibility of your damages. Some jurisdictions do not allow the exclusion or limitation of liability for consequential or incidental damages. In such jurisdictions, our liability is limited to the greatest extent permitted by law.

 

AA does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to AA web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by AA), will be profitable or equal any historical performance level(s).

 

Certain portions of AA’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, AA (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from AA, or from any other investment professional. AA is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.

 

To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to AA’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from AA, or from any other investment professional.

 

Each client and prospective client agrees, as a condition precedent to his/her/its access to AA’s web site, to release and hold harmless AA, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from AA.

All Web pages are intellectual property of AA and are protected by copyright laws. All copyrights for AA’s Web presence are owned by AA with all rights reserved.

 

Key Definitions and Trademark Information

Retention Rate is calculated by Anson Analytics using the past five full calendar years of client data rounded to the nearest whole percentage point and updated annually aligned with the March 31 Form ADV filing. This retention rate data should not be construed as a past or current endorsement of Anson Analytics by its clients or a guarantee of the results that a new client will receive.

Client Stories are shared for illustrative purposes only and are not intended to imply an all-inclusive inventory of: 1) recommendations made by Anson Analytics to its clients; nor 2) success stories facilitated by Anson Analytics. Rather, the examples represent samples we believe will assist a prospective client in making an informed decision. Further, not all clients will necessarily receive the same advice or level of service as those outlined, as AA provides customized services based upon the nature of each client’s needs.

Limitations Of Rankings and/or Recognitions: Neither rankings and/or recognitions by unaffiliated rating services, publications, media, or other organizations, nor the achievement of any designation, certification, or license should be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Anson Analytics is engaged, or continues to be engaged, to provide investment advisory services. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser. Rankings are generally limited to participating advisers (see link as to participation data/criteria, to the extent applicable). Unless expressly indicated to the contrary, Anson Analytics did not pay a fee to be included on any such ranking. No ranking or recognition should be construed as a current or past endorsement of Anson Analytics by any of its clients. ANY

 

QUESTIONS: Anson Analytics’ Chief Compliance Officer (email at info@ansonanalytics.com) remains available to address any questions regarding rankings and/or recognitions, including the criteria used for any reflected ranking.